Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you You? Claim Your ProfileYou Sun is a financial professional with experience in the securities industry. You is currently registered with Aime Capital Markets LLC. You holds a Series 7, Series 24, Series 63, Series 86, and Series 87 licenses. You has a strong track record in financial services, having previously worked at Seaport Global Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/12/2023 - Present
Aime Capital Markets LLC (GREAT NECK NY)
TX
01/21/2015 - 12/31/2019
SEAPORT GLOBAL SECURITIES LLC (HOUSTON TX)
BC
Issued 03/03/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2024
Series 24 - General Securities Principal Examination
BC
Issued 12/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/14/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/21/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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