Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you You? Claim Your ProfileYou David Cai is a registered representative of Farmers Financial Solutions, LLC. You David Cai has been in the securities industry since July 10, 2015. You David Cai is currently registered with the state of Texas and has passed the SIE, Series 7, and Series 63 exams. You David Cai was previously registered with NYLIFE SECURITIES LLC and GREAT POINT CAPITAL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
03/31/2021 - Present
Farmers Financial Solutions, LLC (PLANO TX)
TX
03/29/2017 - 12/22/2020
FARMERS FINANCIAL SOLUTIONS, LLC (PLANO TX)
TX
08/12/2015 - 11/03/2016
NYLIFE SECURITIES LLC (DALLAS TX)
IL
04/03/2014 - 01/02/2015
GREAT POINT CAPITAL LLC (CHICAGO IL)
BC
Issued 05/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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