Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yosuke? Claim Your ProfileYosuke Kubo is a registered representative with Smbc Nikko Securities America, Inc. Yosuke Kubo has been in the industry since February 18, 2021 and has passed the Series 63, Series 57TO, Series 7TO, and SIE exams. Yosuke Kubo is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/19/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 03/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2021
Series 57TO - Securities Trader Exam
BC
Issued 02/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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