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Yoshitaka Otsu

Nomura Securities International, Inc.

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About Yoshitaka Otsu

Yoshitaka Otsu is a registered representative with Nomura Securities International, Inc. and has been in the securities industry since 2007. Yoshitaka Otsu holds the Series 7 and Series 63 licenses. Yoshitaka Otsu was previously registered with Nomura Securities North America, LLC and Nomura Securities International, Inc..

Firm Information

Yoshitaka Otsu is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiated fees for research-related services

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Yoshitaka Otsu’s Registration & Firm History

NY

01/28/2014 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

03/24/2010 - 06/29/2010

NOMURA SECURITIES NORTH AMERICA, LLC (NEW YORK NY)

NY

09/24/2007 - 06/29/2010

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/03/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yoshitaka Otsu.
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