Unclaimed
Yoshitaka Otsu is a registered representative with Nomura Securities International, Inc. and has been in the securities industry since 2007. Yoshitaka Otsu holds the Series 7 and Series 63 licenses. Yoshitaka Otsu was previously registered with Nomura Securities North America, LLC and Nomura Securities International, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
01/28/2014 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
03/24/2010 - 06/29/2010
NOMURA SECURITIES NORTH AMERICA, LLC (NEW YORK NY)
NY
09/24/2007 - 06/29/2010
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 02/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Yoshitaka Otsu is the right advisor for you? Invested Better is here to help.