Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yoshiko? Claim Your ProfileYoshiko Ono is a financial advisor at UBS Financial Services Inc. She has been in the industry since 2005 and holds Series 63, Series 7, and SIE licenses. Yoshiko has previously worked at Mitsubishi UFJ Securities (USA), INC. and Deutsche Bank Securities Inc. Yoshiko specializes in providing financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/28/2011 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
06/23/2008 - 11/15/2010
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
NY
04/25/2007 - 04/10/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
03/01/2005 - 03/01/2007
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
BC
Issued 03/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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