Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yoshikazu? Claim Your ProfileYoshikazu Yasuoka is a financial advisor with over 30 years of experience in the industry. Yoshikazu currently works with LPL Enterprise, LLC and is registered with the states of New Jersey and New York. Yoshikazu has been a registered representative of the Financial Industry Regulatory Authority (FINRA) since 1991. Yoshikazu has also held positions with several other firms including Mizuho Securities USA Inc., Mitsubishi UFJ Securities (USA), Inc., and Nomura Securities International, Inc. Yoshikazu has a wide range of experience in financial services, including investment advisory, securities trading, and financial planning. Yoshikazu is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
11/14/2024 - Present
LPL Enterprise, LLC (PARAMUS NJ)
NY
05/10/2010 - 12/21/2011
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NY
11/27/2006 - 04/26/2010
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
NY
06/18/2003 - 11/20/2006
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NY
09/09/1991 - 05/09/2003
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
IA
Issued 12/12/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/1993
Series 24 - General Securities Principal Examination
BC
Issued 11/10/1992
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1995
Series 3 - National Commodity Futures Examination
BC
Issued 09/06/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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