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Yoshika Tobe Kerr

Cetera Investment Services LLC

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About Yoshika Tobe Kerr

Yoshika Kerr is a financial professional with over four years of experience in the industry. Currently, Yoshika works at Cetera Investment Services LLC in Honolulu, HI, where they have been registered since April 2017. Prior to joining Cetera, Yoshika was employed by LPL FINANCIAL LLC, also in Honolulu, HI, from September 2013 to April 2017. Yoshika is licensed in Hawaii and holds Series 6, SIE and Series 63 licenses.

Firm Information

Yoshika Kerr is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yoshika Kerr’s Registration & Firm History

HI

04/18/2017 - Present

Cetera Investment Services LLC (HONOLULU HI)

HI

09/17/2013 - 04/27/2017

LPL FINANCIAL LLC (HONOLULU HI)

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Licenses & Designations

BC

Issued 09/28/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yoshika Tobe Kerr.
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