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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yoshihiro? Claim Your ProfileYoshihiro Kimura is a financial advisor with Morgan Stanley. Kimura has been in the securities industry since March 4, 2001. Yoshihiro Kimura is registered with FINRA as a General Securities Representative and holds licenses for Series 3, 7, 9, 10, 63, 65 and 66. Kimura holds a bachelor's degree in Business Administration from the University of Southern California. He is also a Certified Financial Planner. Kimura has experience in providing financial advice to individuals, families, and businesses. He specializes in investment management, retirement planning, and estate planning. Kimura is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/04/2014 - Present
Morgan Stanley (New York NY)
NY
02/13/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
03/05/2001 - 03/04/2009
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BOTH
Issued 12/17/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/01/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2005
Series 3 - National Commodity Futures Examination
BC
Issued 03/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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