Invested Better
Unclaimed

Unclaimed

Unclaimed

Yoshihiro Ando

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Yoshihiro? Claim Your Profile

About Yoshihiro Ando

Yoshihiro Ando is a financial advisor who has been in the industry since June 2013. Yoshihiro is registered with Nylife Securities LLC and holds Series 6 and 63 licenses. Yoshihiro Ando has been registered with the state of Washington since June 2013 and has since added 14 other state licenses to his registration. He is currently registered in 15 states including Arizona, California, Florida, Georgia, Illinois, Indiana, Maryland, Michigan, New Jersey, New York, Oregon, Pennsylvania, Texas, Virginia, and Washington.

Firm Information

Yoshihiro Ando is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Yoshihiro Ando’s Registration & Firm History

WA

06/19/2013 - Present

Nylife Securities LLC (BELLEVUE WA)

Not sure if Yoshihiro Ando is right for you?

Licenses & Designations

BC

Issued 06/26/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yoshihiro Ando.
Not sure if Yoshihiro Ando is right for you?