Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yoshiaki? Claim Your ProfileYoshiaki Yoshioka is a financial advisor with over 30 years of experience in the industry. Yoshiaki began his career at Nomura Securities International, Inc. in 1983. He later worked at Salomon Brothers Inc. before joining Citigroup Global Markets Inc. in 1997. Currently, Yoshiaki is registered with Daiwa Capital Markets America Inc. Yoshiaki has passed the Series 3, Series 7, Series 63 and the SIE exam. Yoshiaki is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/03/2013 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
11/28/1997 - 10/23/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/05/1987 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NA
04/22/1983 - 07/23/1987
NOMURA SECURITIES INTERNATIONAL, INC.
BC
Issued 12/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1987
Series 3 - National Commodity Futures Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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