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Yoshiaki Sasamura

Mufg Securities Americas Inc.

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About Yoshiaki Sasamura

Yoshiaki Sasamura is a financial professional with over 20 years of experience in the financial services industry. Yoshiaki is currently registered with MUFG Securities Americas Inc. Yoshiaki has previously held positions with UBS Securities LLC, Barclays Capital Inc., Lehman Brothers Inc., RBS Greenwich Capital, and J.P. Morgan Securities Inc. Yoshiaki is licensed to conduct securities business in all 50 states.

Firm Information

Yoshiaki Sasamura is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yoshiaki Sasamura’s Registration & Firm History

NY

01/19/2024 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

01/14/2015 - 12/26/2023

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

NY

12/15/2009 - 07/18/2014

UBS SECURITIES LLC (NEW YORK NY)

NY

09/22/2008 - 12/19/2008

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

04/12/2007 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

CT

12/13/2004 - 03/22/2007

RBS GREENWICH CAPITAL (GREENWICH CT)

NY

02/12/2001 - 12/14/2004

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

10/05/2000 - 02/12/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/19/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/04/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Yoshiaki Sasamura.
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