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Yongxian Gong

Morgan Stanley & Co. LLC

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About Yongxian Gong

Yongxian Gong is an active registered representative with Morgan Stanley & Co. LLC. Gong has been in the securities industry since April 8, 2021. Yongxian Gong has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99TO). Gong is also registered with Wealthpenn.comllc as an Investment Advisor Representative.

Firm Information

Yongxian Gong is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yongxian Gong’s Registration & Firm History

NJ

09/16/2021 - Present

Morgan Stanley & Co. LLC (Jersey City NJ)

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Licenses & Designations

BC

Issued 04/09/2021

Series 99TO - Operations Professional Examination

BC

Issued 03/05/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yongxian Gong.
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