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Yong Woong Hwang

Nylife Securities LLC

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About Yong Woong Hwang

Yong Woong Hwang is a financial advisor with Nylife Securities LLC. Yong has been in the financial services industry for over 12 years. Yong's expertise includes investment company products and variable contracts. Yong is registered with the state of California and holds Series 6 and Series 63 licenses as well as the SIE exam. Yong's previous experience includes working at OneAmerica Securities, Inc. in La Palma, California.

Firm Information

Yong Hwang is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yong Hwang’s Registration & Firm History

CA

05/02/2012 - Present

Nylife Securities LLC (LOS ANGELES CA)

CA

08/16/2010 - 03/01/2012

ONEAMERICA SECURITIES, INC. (LA PALMA CA)

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Licenses & Designations

BC

Issued 09/02/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yong Woong Hwang.
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