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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yong kun? Claim Your ProfileYong kun Li is an Investment Advisor Representative with over 20 years of experience in the financial services industry. Yong kun Li is currently registered with Morgan Stanley and has held previous positions with Citigroup Global Markets Inc. and New England Securities. Yong kun Li is licensed to provide investment advice in several states, including New York and Texas, and has a wide range of experience in investment management, financial planning, and portfolio management. Yong kun Li holds several securities licenses, including Series 6, 7, 31, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/04/2014 - Present
Morgan Stanley (Garden City NY)
NY
08/10/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
NY
07/14/2000 - 07/20/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 09/27/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/02/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/13/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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