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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yong joon? Claim Your ProfileYong Joon Cho is a financial advisor with Wells Fargo Clearing Services, LLC in Whittier, California. Yong Joon has been in the financial industry since 2009 and is registered with FINRA. Prior to joining Wells Fargo, Yong Joon worked at U.S. Bancorp Investments, Inc. and UnionBanc Investment Services, LLC. Yong Joon is a Series 7 and Series 66 licensed advisor and holds a SIE certification. Yong Joon specializes in providing investment advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/01/2024 - Present
Wells Fargo Clearing Services, LLC (WHITTIER CA)
ID
05/26/2023 - 12/01/2023
U.S. BANCORP INVESTMENTS, INC. (BOISE ID)
CA
12/09/2020 - 05/26/2023
UNIONBANC INVESTMENT SERVICES, LLC (LOS ANGELES CA)
CA
04/30/2019 - 12/01/2020
WELLS FARGO CLEARING SERVICES, LLC (LOS ANGELES CA)
CA
12/20/2017 - 04/04/2019
UNIONBANC INVESTMENT SERVICES, LLC (LOS ANGELES CA)
CA
01/03/2011 - 11/16/2017
WELLS FARGO CLEARING SERVICES, LLC (LOS ANGELES CA)
CA
03/26/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LOS ANGELES CA)
BOTH
Issued 04/04/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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