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Yong jia Tan

IMC Financial Markets

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About Yong jia Tan

Yong jia Tan is a financial professional registered with IMC Financial Markets. Yong jia Tan holds the Series 57TO and SIE licenses and has been in the industry since November 13, 2020. IMC Financial Markets is a firm based in Chicago, Illinois.

Firm Information

Yong jia Tan is currently registered with IMC Financial Markets. IMC Financial Markets is a Limited Liability Company formed on April 27, 2000. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yong jia Tan’s Registration & Firm History

IL

11/14/2020 - Present

IMC Financial Markets (CHICAGO IL)

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Licenses & Designations

BC

Issued 11/14/2020

Series 57TO - Securities Trader Exam

BC

Issued 07/21/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Yong jia Tan.
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