Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yona? Claim Your ProfileYona Rom is an active investment advisor representative registered with the state of New York and has been in the industry since September 23, 2020. Yona Rom is currently employed by Neuberger Berman BD LLC, and previously was employed by MORGAN STANLEY & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
09/15/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
08/18/2020 - 05/18/2021
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BOTH
Issued 09/05/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/18/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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