Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yon? Claim Your ProfileYon Hung Kim is a financial advisor with Raymond James & Associates, Inc. located in ST. PETERSBURG, FL. Yon has been a registered representative in the securities industry since March 16, 2000. Yon has a broad range of experience and is able to provide a variety of financial services, including portfolio management, financial planning, and pension consulting. Yon holds Series 7, 9, 10, 24, 63, and 66 licenses, as well as a SIE. Prior to joining Raymond James, Yon worked at CHARLES SCHWAB & CO., INC. in Lone Tree, CO. Yon is licensed to provide investment advice in Colorado and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
05/28/2024 - Present
Raymond James & Associates, Inc. (Castle Rock CO)
CO
03/16/2000 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BOTH
Issued 03/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/27/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/23/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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