Unclaimed
Yolanda Rose Turocy is a registered representative with Neuberger Berman BD LLC. Yolanda has been in the securities industry for over 40 years. Yolanda holds a Series 7, Series 24, Series 5 and SIE license. Yolanda has been registered with Neuberger Berman BD LLC since November 2001. Previously, Yolanda worked with GOLDMAN, SACHS & CO. from January 1979 to December 1999. Yolanda is also registered as an investment advisor representative in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/26/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
01/02/1979 - 12/06/1999
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 05/11/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1982
Series 5 - Interest Rate Options Examination
BC
Issued 12/16/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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