Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yoko? Claim Your ProfileYoko Mochizuki Wickersham is a financial advisor at LPL Financial LLC in Escondido, CA. Yoko has been in the financial services industry since June 1998 and has a wide range of experience in providing financial planning and investment advice. Yoko holds a variety of licenses and registrations, including Series 6, 7, 24, 63, and 66. Yoko is also a Certified Financial Planner. Yoko has worked with a number of firms in the past, including WELLS FARGO ADVISORS, LLC, PRUDENTIAL SECURITIES INCORPORATED, and PRINCOR FINANCIAL SERVICES CORPORATION. Yoko has a strong commitment to providing her clients with personalized service and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/28/2013 - Present
LPL Financial LLC (ESCONDIDO CA)
CA
07/01/2003 - 01/31/2013
WELLS FARGO ADVISORS, LLC (SAN DIEGO CA)
NY
12/15/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
06/19/1998 - 01/08/2000
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 02/16/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2013
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2024
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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