Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yoko? Claim Your ProfileYoko Hubley is a registered representative with Commerz Markets LLC. Yoko has been in the industry since 2002. Yoko has passed the Series 63, Series 27, Series 99TO and SIE exams. Yoko is currently registered in New York. Prior to joining Commerz Markets LLC, Yoko was registered with Abbey National Securities Inc., Orbitex Funds Distributor, Inc. and Tokyo-Mitsubishi Securities (USA), Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/06/2005 - Present
Commerz Markets LLC (NEW YORK NY)
CT
08/27/2004 - 12/01/2005
ABBEY NATIONAL SECURITIES INC. (STAMFORD CT)
CT
09/30/2003 - 09/07/2004
ORBITEX FUNDS DISTRIBUTOR, INC. (STAMFORD CT)
NY
09/17/2001 - 06/19/2003
TOKYO-MITSUBISHI SECURITIES (USA), INC. (NEW YORK NY)
BC
Issued 11/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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