Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yogesh? Claim Your ProfileYogesh Amle is a financial professional with over 13 years of experience in the industry. Yogesh is currently registered with Oppenheimer & Co. Inc., and has held previous positions at Finalis Securities LLC, Credit Suisse Securities (USA) LLC, BMO Capital Markets Corp., Union Square Advisors LLC, Citigroup Global Markets Inc., Barclays Capital Inc., and J.P. Morgan Securities LLC. Yogesh holds the Series 7, 24, 63, 79, and 87 licenses. Yogesh specializes in providing financial planning, portfolio management, and investment banking services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
05/09/2024 - Present
Oppenheimer & Co. Inc. (SAN FRANCISCO CA)
NY
04/03/2024 - 05/21/2024
FINALIS SECURITIES LLC (NEW YORK NY)
CA
01/19/2022 - 12/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (San Francisco CA)
CA
07/27/2018 - 01/20/2022
BMO CAPITAL MARKETS CORP. (SAN FRANCISCO CA)
CA
04/28/2014 - 09/05/2018
UNION SQUARE ADVISORS LLC (SAN FRANCISCO CA)
CA
05/21/2013 - 03/21/2014
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
09/03/2012 - 02/26/2013
BARCLAYS CAPITAL INC. (MENLO PARK CA)
NY
05/12/2010 - 09/10/2010
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/01/2008 - 12/26/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/11/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 09/11/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/25/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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