Unclaimed
Yoav Wiegenfeld is a financial advisor currently registered with TD Securities (usa) LLC. Yoav has been in the financial industry since 2010. Previously, Yoav worked at Cowen and Company and Barclays Capital Inc. Yoav holds the Series 7, Series 63 and SIE licenses. Yoav Wiegenfeld is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/06/2024 - Present
TD Securities (usa) LLC (NEW YORK NY)
CT
08/17/2018 - 04/11/2024
COWEN AND COMPANY (Stamford CT)
NY
09/22/2008 - 06/30/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/13/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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