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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yiyin? Claim Your ProfileYiyin Xia is an investment advisor representative with THE Ayco Company, LP, a firm that specializes in providing financial planning and investment management services to individuals, businesses, and institutions. Yiyin has been working in the financial industry since 2019 and is licensed in California and New York. Yiyin holds the Series 63, Series 65, Series 7TO, and SIE licenses. Previously, Yiyin worked at MERCER ALLIED COMPANY, L.P. Yiyin Xia has experience providing financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
10/18/2019 - Present
THE Ayco Company, LP (Sunnyvale CA)
CA
01/17/2020 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (IRVINE CA)
BC
Issued 03/06/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/18/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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