Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yixuan? Claim Your ProfileYixuan Wei is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been in the industry for 1 year and 8 months. Yixuan Wei has a Series 63, Series 65, and Series 7TO license, and is registered in 18 states. Yixuan Wei specializes in providing financial advice to high-net-worth individuals, corporations, and businesses, charitable organizations and individuals with a large portfolio, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/19/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
IL
08/09/2021 - 03/23/2023
HIGHTOWER SECURITIES, LLC (CHICAGO IL)
BC
Issued 09/17/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/14/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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