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Yixiong Dong

Capital ONE Securities, Inc.

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About Yixiong Dong

Yixiong Dong is a financial professional with Capital ONE Securities, Inc. Yixiong Dong has been working in the industry since May 2022. Yixiong Dong holds the Series 7TO and SIE licenses. Yixiong Dong is registered with FINRA and is a registered representative with Capital ONE Securities, Inc.

Firm Information

Yixiong Dong is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yixiong Dong’s Registration & Firm History

IL

05/04/2022 - Present

Capital ONE Securities, Inc. (Chicago IL)

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Licenses & Designations

BC

Issued 05/04/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/04/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Yixiong Dong.
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