Invested Better
Unclaimed

Unclaimed

Unclaimed

Yixin He

Scotia Capital (usa) Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Yixin? Claim Your Profile

About Yixin He

Yixin He is a registered representative with Scotia Capital (usa) Inc. Yixin is licensed to provide investment advice in 52 states and holds Series 63, 79TO, and SIE licenses. Yixin joined Scotia Capital (usa) Inc. in December 2019 and has been in the industry since December 2019. Yixin is located at Scotia Capital (usa) Inc.'s New York branch office.

Firm Information

Yixin He is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Yixin He’s Registration & Firm History

NY

12/13/2019 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

Not sure if Yixin He is right for you?

Licenses & Designations

BC

Issued 01/17/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/28/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yixin He.
Not sure if Yixin He is right for you?