Unclaimed
Yixin He is a registered representative with Scotia Capital (usa) Inc. Yixin is licensed to provide investment advice in 52 states and holds Series 63, 79TO, and SIE licenses. Yixin joined Scotia Capital (usa) Inc. in December 2019 and has been in the industry since December 2019. Yixin is located at Scotia Capital (usa) Inc.'s New York branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/13/2019 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 01/17/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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