Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yiukong? Claim Your ProfileYiukong Louie Lau is a financial advisor registered with MML Investors Services, LLC. Yiukong is licensed to provide securities and investment advisory services in California and other states. Yiukong has been in the financial services industry since January 2016. Yiukong has previously worked at NYLIFE Securities LLC and Farmers Financial Solutions, LLC. Yiukong holds the Series 6, 7, 63 and 65 licenses. Yiukong is dedicated to providing comprehensive financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
05/07/2024 - Present
MML Investors Services, LLC (SAN JOSE CA)
CA
07/24/2017 - 04/25/2024
NYLIFE SECURITIES LLC (SAN JOSE CA)
CA
01/12/2016 - 06/12/2017
FARMERS FINANCIAL SOLUTIONS, LLC (CAMPBELL CA)
CA
10/27/2015 - 12/09/2015
PFS INVESTMENTS INC. (SAN JOSE CA)
IA
Issued 05/01/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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