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Yiu man Tai

Citadel Securities LLC

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About Yiu man Tai

Yiu man Tai is a financial professional registered with Citadel Securities LLC and Citadel Securities Institutional LLC. Yiu man has been in the industry since April 19, 2015 and has experience in various firms including Barclays Capital Inc. and J.P. Morgan Securities LLC. Yiu man holds Series 7, Series 99TO, and SIE licenses.

Firm Information

Yiu man Tai is currently registered with Citadel Securities LLC. Citadel Securities LLC is a Limited Liability Company formed on July 30, 2001. The firm is registered in 16 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yiu man Tai’s Registration & Firm History

NY

10/02/2019 - Present

Citadel Securities LLC (NEW YORK NY)

NY

10/02/2019 - 02/09/2024

CITADEL CLEARING LLC (New York NY)

NY

10/02/2019 - 02/09/2024

PALAFOX TRADING LLC (New York NY)

NY

10/19/2016 - 12/08/2017

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

06/27/2013 - 10/18/2016

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 12/08/2017

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Yiu man Tai.
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