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Yitzchok E Schwartz

Nylife Securities LLC

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About Yitzchok E Schwartz

Yitzchok Schwartz is a financial professional with over 20 years of experience in the financial services industry. Yitzchok is currently registered with Nylife Securities LLC in Brooklyn, New York and Monsey, New York. Yitzchok holds a Series 6, 7, 24, 26 and 63 licenses. Previously, Yitzchok was registered with Park Avenue Securities LLC in New York, New York. Yitzchok is a licensed agent in New Jersey and New York.

Firm Information

Yitzchok Schwartz is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yitzchok Schwartz’s Registration & Firm History

NY

03/10/2006 - Present

Nylife Securities LLC (BROOKLYN NY)

NY

07/06/2000 - 11/30/2005

PARK AVENUE SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/25/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/07/2015

Series 24 - General Securities Principal Examination

BC

Issued 08/26/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2009

Series 7 - General Securities Representative Examination

BC

Issued 07/05/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yitzchok E Schwartz.
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