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Yiqing Xu

Scotia Capital (usa) Inc.

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About Yiqing Xu

Yiqing Xu is a registered representative with Scotia Capital (usa) Inc. Yiqing has been in the financial services industry for over a year. Yiqing holds the Series 7, Series 63, and SIE licenses. Yiqing is registered to sell securities in all 50 states and the District of Columbia. Yiqing is currently located in New York, New York.

Firm Information

Yiqing Xu is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yiqing Xu’s Registration & Firm History

NY

02/24/2023 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/02/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/24/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Yiqing Xu.
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