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Yinyin Wu

KKR Capital Markets LLC

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About Yinyin Wu

Yinyin Wu is a financial professional with over 9 years of experience in the financial industry. Yinyin is currently registered with KKR Capital Markets LLC, a broker-dealer firm. Previously, Yinyin was a registered representative with PIMCO Investments LLC and Credit Suisse Securities (USA) LLC. Yinyin is licensed to conduct securities business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Firm Information

Yinyin Wu is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yinyin Wu’s Registration & Firm History

NY

08/20/2019 - Present

KKR Capital Markets LLC (NEW YORK NY)

NY

09/05/2014 - 05/03/2019

PIMCO INVESTMENTS LLC (NEW YORK NY)

NY

09/02/2009 - 06/01/2012

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/23/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/09/2015

Series 3 - National Commodity Futures Examination

BC

Issued 09/05/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yinyin Wu.
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