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Yingyue Dai

Barclays Capital Inc.

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About Yingyue Dai

Yingyue Dai is a registered representative at Barclays Capital Inc. Yingyue has been in the industry for less than a year, having joined the firm in July 2024. Yingyue is registered to conduct business in California under Series 79TO and Series SIE licenses.

Firm Information

Yingyue Dai is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yingyue Dai’s Registration & Firm History

CA

07/24/2024 - Present

Barclays Capital Inc. (MENLO PARK CA)

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Licenses & Designations

BC

Issued 07/24/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/12/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Yingyue Dai.
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