Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yingxue? Claim Your ProfileYingxue Sun is a registered representative with Tradeup Securities, Inc. and US Tiger Securities, Inc.. Yingxue has been in the industry since September 14, 2021. Yingxue is registered in New Jersey and New York. Yingxue holds the Series 63, Series 7TO, Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/15/2021 - Present
Tradeup Securities, Inc. (ROSELAND NJ)
BC
Issued 04/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/15/2021
Series 99TO - Operations Professional Examination
BC
Issued 04/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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