Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yingjiu? Claim Your ProfileYingjiu Cathy Fan is a registered representative with UBS Securities LLC. Yingjiu Cathy Fan has been in the securities industry since January 24, 2019. Yingjiu Cathy Fan is registered with FINRA and holds the following securities licenses: Series 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/25/2019 - Present
UBS Securities LLC (NEW YORK NY)
BC
Issued 01/25/2019
Series 99TO - Operations Professional Examination
BC
Issued 01/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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