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Yingdan Guo

Peak6 Capital Management LLC

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About Yingdan Guo

Yingdan Guo is a financial professional with experience in the securities industry. Yingdan Guo is registered with Peak6 Capital Management LLC and holds the Series 57TO and SIE licenses. Yingdan Guo began her career in the securities industry on November 10, 2019.

Firm Information

Yingdan Guo is currently registered with Peak6 Capital Management LLC. Peak6 Capital Management LLC is a Limited Liability Company formed on August 5, 1997. The firm has been approved for registration with the SEC and has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yingdan Guo’s Registration & Firm History

IL

11/11/2019 - Present

Peak6 Capital Management LLC (Chicago IL)

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Licenses & Designations

BC

Issued 11/11/2019

Series 57TO - Securities Trader Exam

BC

Issued 05/30/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Yingdan Guo.
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