Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ying? Claim Your ProfileYing Sun is an investment advisor representative with Citigroup Global Markets Inc. Ying has been in the industry since 2006 and has experience with Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, and HSBC Securities (USA) Inc.. Ying specializes in asset allocation advice, financial planning, pension consulting, and portfolio management for businesses and individuals. Ying Sun holds Series 66, Series 7 and SIE licenses. Ying Sun is registered with the state of California and is active in both Broker-Dealer and Investment Adviser capacities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/25/2020 - Present
Citigroup Global Markets Inc. (SANTA CLARA CA)
CA
01/03/2011 - 06/14/2019
WELLS FARGO CLEARING SERVICES, LLC (MOUNTAIN VIEW CA)
CA
08/01/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MOUNTAIN VIEW CA)
CA
03/19/2007 - 05/12/2008
HSBC SECURITIES (USA) INC. (CUPERTINO CA)
CA
11/14/2005 - 03/06/2007
WELLS FARGO INVESTMENTS, LLC (CUPERTINO CA)
BOTH
Issued 11/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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