Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ying? Claim Your ProfileYing Lu is a financial advisor with Citigroup Global Markets Inc. in New York, NY. Ying Lu has over 9 years of experience in the financial services industry. Ying Lu specializes in providing financial advice to high-net-worth individuals, businesses, and charitable organizations. Ying Lu is also registered as an investment advisor representative in New York, California, New Jersey, and North Carolina. Ying Lu has a Series 66, Series 7, and SIE license. Ying Lu holds a Bachelor of Science degree in Finance from the University of Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/13/2023 - Present
Citigroup Global Markets Inc. (New York NY)
NY
07/07/2020 - 09/15/2023
CETERA INVESTMENT SERVICES LLC (NEW YORK NY)
NY
05/14/2018 - 02/14/2020
CETERA INVESTMENT SERVICES LLC (NEW YORK NY)
NJ
11/14/2014 - 07/28/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PARSIPPANY NJ)
NY
01/02/2014 - 10/27/2014
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NJ
06/18/2013 - 12/10/2013
MORGAN STANLEY (RED BANK NJ)
NY
06/07/2011 - 11/09/2012
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
BOTH
Issued 07/26/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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