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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ying juan? Claim Your ProfileYing juan Xie is a financial advisor with Morgan Stanley, located in Oakland, CA. Ying juan Xie has over 10 years of experience in the financial services industry. Ying juan Xie is registered with the state of Texas, and has Series 7, Series 66, and SIE licenses. Ying juan Xie offers a range of services including financial planning, portfolio management, and educational seminars. Ying juan Xie is also registered as an Investment Advisor Representative with Morgan Stanley. Ying juan Xie specializes in working with high-net-worth individuals, insurance companies, charitable organizations, and investment companies. Ying juan Xie is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/23/2021 - Present
Morgan Stanley (Oakland CA)
CA
08/25/2021 - 10/27/2021
LPL FINANCIAL LLC (CONCORD CA)
NY
06/14/2018 - 12/24/2019
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
CA
03/21/2017 - 09/11/2017
LPL FINANCIAL LLC (CASTRO VALLEY CA)
CA
07/07/2016 - 12/01/2016
BANCWEST INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
01/22/2013 - 07/30/2015
CETERA INVESTMENT SERVICES LLC (OAKLAND CA)
CA
01/01/2012 - 09/13/2012
WADDELL & REED, INC. (CONCORD CA)
BOTH
Issued 02/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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