Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ying hua? Claim Your ProfileYing hua Wai is a registered representative with Deutsche Bank Securities Inc. Ying hua Wai has been in the securities industry since January 20, 2023 and is currently registered with the Financial Industry Regulatory Authority (FINRA) and the state of New York. Ying hua Wai has passed the Series 7TO, SIE and Series 63 exams. Ying hua Wai is located at 1 Columbus Circle, New York, NY 10019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
01/20/2023 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
BC
Issued 03/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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