Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ying? Claim Your ProfileYing Hu is a financial advisor with J.P. Morgan Securities LLC. Ying has been in the financial services industry since December 2016 and is licensed to provide investment advice in Washington and Texas. Ying has passed the Series 6, Series 7, Series 63, and Series 65 exams. Ying has previous experience with PRUCO Securities, LLC. and WADDELL & REED, INC. Ying specializes in providing financial advice to individuals, corporations, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
WA
12/23/2024 - Present
J.p. Morgan Securities LLC (Seattle WA)
WA
11/23/2016 - 08/10/2020
PRUCO SECURITIES, LLC. (BELLEVUE WA)
IA
Issued 01/29/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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