Unclaimed
Ying Fang is a registered representative with J.p. Morgan Securities LLC. Ying has been working in the securities industry since 2001 and has held various positions at different firms. Ying has been associated with J.p. Morgan Securities LLC since 2012. Ying holds Series 6, 7, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
10/01/2012 - Present
J.p. Morgan Securities LLC (CUPERTINO CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CUPERTINO CA)
CA
02/28/2007 - 05/02/2009
WAMU INVESTMENTS, INC. (SANTA CLARA CA)
CA
07/15/2005 - 02/20/2007
UVEST FINANCIAL SERVICES GROUP, INC. (CUPERTINO CA)
NY
12/06/2004 - 07/26/2005
IFMG SECURITIES, INC. (PURCHASE NY)
NY
02/05/2003 - 08/13/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
06/04/2002 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
10/22/2001 - 04/29/2002
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
MN
07/09/2001 - 09/24/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/09/2001 - 09/24/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
AZ
05/07/2001 - 06/26/2001
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 08/18/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/04/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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