Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yin? Claim Your ProfileYin You is a financial professional with over 4 years of experience in the financial services industry. Yin is currently registered with Franklin Distributors, LLC in New York, NY. Yin has a Series 63, Series 7, Series 99, Series 57 and SIE license. Previously, Yin worked at Auerbach Grayson & Company LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/13/2021 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
03/23/2015 - 11/13/2019
AUERBACH GRAYSON & COMPANY LLC (NEW YORK NY)
BC
Issued 07/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2016
Series 57 - Securities Trader Exam
BC
Issued 06/17/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/23/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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