Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yin? Claim Your ProfileYin Luo is a Registered Representative with Wolfe Research Securities. Yin has been in the industry for over 16 years and has held positions at Deutsche Bank Securities Inc., Macquarie Capital (USA) Inc., and CIBC World Markets Corp. Yin holds the Series 7, Series 24, Series 63, Series 87, and SIE licenses. Yin Luo is registered in New York and is currently licensed with Wolfe Research Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/03/2016 - Present
Wolfe Research Securities (New York NY)
NY
10/05/2009 - 10/04/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
10/07/2008 - 10/01/2009
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
01/24/2006 - 03/31/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 10/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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