Unclaimed
Yiming Huang is a registered representative with Mizuho Securities USA LLC. Yiming has been in the industry since February 28, 2020, and holds the Series 63, Series 7TO and SIE licenses. Yiming is registered in New York and is currently active in both the Broker/Dealer and Investment Advisor space.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/29/2020 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 03/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/01/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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