Unclaimed
Yilun Li is a registered investment advisor representative at Neuberger Berman BD LLC, with a branch office located in New York. Yilun's professional experience includes working with The Wharton School, University of Pennsylvania in Philadelphia, and Abu Dhabi Investment Authority in Abu Dhabi. Yilun Li holds a Series 63, Series 66, Series 7, Series 79, and SIE licenses, and is registered in New York. Yilun is also a registered investment advisor representative, also in New York. Yilun Li has been active in the industry since 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
04/01/2024 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
08/17/2011 - 10/10/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 03/29/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/14/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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