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Yilin Zhu Anderson

UBS Securities LLC

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About Yilin Zhu Anderson

Yilin Anderson is a financial professional with over a decade of experience in the securities industry. Yilin Anderson is currently registered with UBS Securities LLC and holds the Series 7, Series 66, Series 79, and SIE licenses. Yilin Anderson has previously worked with UBS Financial Services Inc. in various roles.

Firm Information

Yilin Anderson is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yilin Anderson’s Registration & Firm History

NY

08/12/2011 - Present

UBS Securities LLC (New York NY)

CT

05/31/2011 - 08/30/2011

UBS FINANCIAL SERVICES INC. (GREENWICH CT)

NJ

05/19/2010 - 03/15/2011

UBS FINANCIAL SERVICES INC. (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 03/02/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/12/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 05/18/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Yilin Zhu Anderson.
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