Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yihua? Claim Your ProfileYihua Xie is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. based in SAN JOSE, CA. Yihua has been in the industry since 2018 and has experience working at other firms such as Glory Global Trade & Investment Inc. and SESE Group. Yihua is licensed in California and Texas. The advisor specializes in providing investment advisory services to individuals, businesses and institutions. They are also a registered representative for the State of Texas. Yihua Xie offers a variety of investment advisory services including portfolio management for individuals and businesses, performance measurement reports, allocation modeling, IPS, research reports and services, selection of other advisers, educational seminars and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/10/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN JOSE CA)
BOTH
Issued 11/09/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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