Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yihe? Claim Your ProfileYihe Luo is a financial advisor with over 10 years of experience in the industry. Yihe is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Florida and Texas. Prior to joining Merrill Lynch, Yihe has also held positions with Xnergy Financial LLC in California, HSBC Securities (USA) Inc. in Pennsylvania, Santander Securities LLC in Massachusetts and Nowfi LLC in Rhode Island. Yihe has earned the Series 6, 7, 63, 65, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/06/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ORLANDO FL)
CA
04/29/2022 - 01/10/2023
XNERGY FINANCIAL LLC (LOS ANGELES CA)
PA
09/15/2015 - 10/14/2016
HSBC SECURITIES (USA) INC. (PHILADELPHIA PA)
MA
08/24/2013 - 08/24/2015
SANTANDER SECURITIES LLC (BOSTON MA)
BOTH
Issued 01/06/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/23/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/21/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/24/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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