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Yige Guo

Guggenheim Securities, LLC

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About Yige Guo

Yige Guo is a financial advisor with Guggenheim Securities, LLC. Yige Guo's current employment started on 8/30/2018. Yige Guo has been in the industry for 4 years, according to records provided by the advisor. Yige Guo is registered with the state of Massachusetts and has a Series 7, Series 63, Series 86, Series 87, and SIE.

Firm Information

Yige Guo is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Yige Guo’s Registration & Firm History

MA

08/30/2018 - Present

Guggenheim Securities, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 10/08/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/2018

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/25/2018

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Yige Guo.
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